The Notification Office administrates the New-Issue Calendar for planned issues of securities and investments as defined in the Capital Markets Act (CMA) to provide an insight into extent and manner of the expected capital market utilization.
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Notifications
Information on securities and investments which are offered for the first time in Austria have to be notified to the Notification Office for the New-Issue Calendar. Further offers of the same securities or investments do not have to be notified notwithstanding the possible obligation to publish a prospectus according to section 2 CMA. Public as well as non public offerings are subject to the notification requirement stipulated in section 13 CMA.
| When |
As soon as possible, before initial offering |
| What and How |
Notifications to the New-Issue Calendar have to be submitted via Online Notification Office. Further information, e.g. concerning the mandatory data, can be found there. |
New Online Notification Office as per 1 January 2012
The redesigned notification platform of the Notification Office is available as per 1 January 2012 with new options for bulk notifications (XML-interface) an modified notification data. Further information concerning the XML-interface can be found here.
The new Online Notification Office and the New-Issue Calendar can be found here. The test-system can be found here.
Fee
| 1st to 500th |
EUR 150.00 |
| 501st to 1,000th |
EUR 75.00 |
| 1,001st to 2,000th |
EUR 37.50 |
As a consequence thereof the resulting maximum amount represents a flat rate per issuer.
The above mentioned fee structure refers to the total number of notified issues via the Online Notification Office platfrom per issuer within a calendar year (1 January to 31 December).
Starting with 1 January 2012 a fixed EUR 200.- notification fee excl. VAT per issue (EUR 150.- plus an additional handling fee of EUR 50.-) is charged for notifications transmitted by other ways than via Online Notification Office. The fee structure (scale) will in then not be applied.