OeKB as Notification Office in accordance with Sec. 12 Austrian Capital Markets Act, is to be notified of all securities or investments as early as possible. These notifications to the new-issue calendar pursuant to Sec. 13 Capital Markets Act have to be made before they are offered in Austria for the first time. Public and non-public offers are subject to the notification obligation.
Your situation
You represent a bank, insurer, a company or an issuer, and are an offerer of securities or investments. You are therefore obliged, pursuant to Sec. 13 Capital Markets Act (KMG), to notify your planned issues to the new-issue calendar as early as possible.
show moreWithin the scope of the notification to the new-issue calendar, information on the prospectus must be sent to the Notification Office pursuant to the KMG at the OeKB or information on exemptions from the prospectus obligation pursuant to Sec. 3 Capital Markets Act.
Further offers of the same securities or investments do not have to be notified. In addition, the notification requirement does not apply to securities pursuant to Sec. 3 para. 1 no. 4 - 6, 10, 12 and 13.
The Capital Markets Act (KMG)
You can find the complete text of the Capital Markets Act in the legal information system of the Federal Chancellery (RIS).
Our service:
Safe notification via the Online Notification Office
Following a one-time registration, notifications to the new-issue calendar can be done in three ways via the Online Notification Office:
- Single notification via an input screen.
- Bulk notification by uploading an Excel notification form.
- Notification to the Online Notification Office via the OeKB XML interface.
OeKB Online Notification Office
Registration for notifications to the new-issue calendar
Manual for the notification to the new-issue calendar
Description of the notification fields
Simultaneous notification of numerous issues via XML interface
If you have to notify a large number of issues, use of the OeKB XML interface may be of interest because it enables a fully automated and time-saving sending of notifications to the new-issue calendar. This minimises your efforts. Details on the technical specification of the OeKB XML interface and the corresponding XSD can be found in the interface description.
Technical specification of the OeKB XML interface
XSD for the response of the interface
Description of the XSD notification fields
Tip: ISIN can also be applied for via the same interface. You therefore have just one single implementation cost.
Your advantages:
Convenient
Automated
Multi-tasking
The fee
| Issues per issuer per calendar year |
Fee excl. VAT per issue |
|---|---|
| 1st to 500th | € 150 |
| 501st to 1000th | € 75 |
| 1001st to 2000th | € 37.50 |
| from 2001st | € 0 |
All of an issuer’s issues notified within one calendar year (1 January to 31 December) to the new-issue calendar, pursuant to the KMG, are used as the basis for calculating this tiering.
For notifications that are not sent via the online notification office, a fixed fee in the amount of €200 excl. VAT per issue will be collected. This includes an additional processing fee in the amount of €50. The tiering is omitted.
Questions?
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